

BA-LLB-HONS in Banking Insolvency Laws at University of Petroleum and Energy Studies


Dehradun, Uttarakhand
.png&w=1920&q=75)
About the Specialization
What is Banking & Insolvency Laws at University of Petroleum and Energy Studies Dehradun?
This Banking, Finance & Insolvency Law program at University of Petroleum and Energy Studies focuses on the intricate legal frameworks governing financial institutions, capital markets, and corporate distress resolution. Given India''''s rapidly evolving financial sector and the implementation of the Insolvency and Bankruptcy Code, this specialization addresses a critical demand for legal professionals adept in navigating complex financial regulations and restructuring processes.
Who Should Apply?
This program is ideal for aspiring legal professionals, recent law graduates, and those looking to specialize in India''''s dynamic banking and financial sectors. It caters to individuals keen on understanding corporate finance, debt recovery, and insolvency proceedings, preparing them for roles in banks, financial institutions, law firms, and regulatory bodies.
Why Choose This Course?
Graduates of this program can expect to pursue India-specific career paths as legal advisors, corporate lawyers, insolvency professionals, or regulators. Entry-level salaries typically range from INR 4-7 LPA, with experienced professionals earning significantly higher. Graduates are well-prepared for roles in the Debt Recovery Tribunals, NCLT, and can align with certifications like the Insolvency Professional Examination.

Student Success Practices
Foundation Stage
Build a Strong Legal Foundation with Case Briefing- (Semester 1-2)
Focus on understanding fundamental legal concepts from core subjects like Torts, Contracts, and Constitutional Law. Develop a habit of preparing comprehensive case briefs for every major case discussed, summarizing facts, issues, arguments, and judgments.
Tools & Resources
Manupatra, SCC Online, Library Resources
Career Connection
Essential for critical legal analysis, a core skill for any legal profession, aiding in future legal research and drafting.
Enhance Communication and Research Skills Early- (Semester 1-2)
Actively participate in General English and Communication Skills classes. Join the moot court society and engage in preliminary legal research for inter-college competitions. Practice public speaking and structured writing to articulate legal arguments clearly.
Tools & Resources
UPES Moot Court Society, College Debate Clubs, Legal Writing Workshops, Grammarly
Career Connection
Strong communication and research are vital for effective advocacy, legal drafting, and client interaction in any law career.
Engage in Foundational Legal Internships- (Summer after Semester 2)
Utilize summer breaks after the first year for short internships with local lawyers or NGOs to gain initial exposure to the Indian legal system. Observe court proceedings, understand basic legal documentation, and connect classroom learning with real-world applications.
Tools & Resources
University Career Services, Local Bar Associations, Personal Networking, Online Internship Platforms
Career Connection
Provides practical insights, helps in career path clarity, and builds a foundational professional network.
Intermediate Stage
Specialize through Electives and Advanced Research- (Semester 3-5)
As core subjects progress, start identifying areas of interest. Choose relevant law electives, particularly those related to corporate law, finance, or business. Begin a research project on a topic within Banking, Finance & Insolvency Law to delve deeper into the specialization.
Tools & Resources
Faculty Mentors, Specialized Law Journals, Corporate Law Databases, NCLT/DRT Judgments
Career Connection
Builds specialized knowledge, enhances research capabilities, and creates a strong profile for the chosen niche.
Pursue Structured Internships in BFSI Sector- (Summer after Semester 4, Semester 5 break)
Seek internships with law firms having a banking/finance practice, banks'''' legal departments, or financial institutions. Focus on understanding loan documentation, regulatory compliance, and early stages of debt recovery.
Tools & Resources
LinkedIn, Internshala, University Placement Cell, Industry Contacts, UPES Alumni Network
Career Connection
Gaining direct industry exposure is crucial for networking, practical skill development, and securing pre-placement offers.
Participate in National Level Moot Court Competitions- (Semester 3-5)
Engage in moot court competitions focusing on corporate, banking, or insolvency law. This refines advocacy, research, and legal argumentation skills under simulated court scenarios, preparing for high-pressure legal environments.
Tools & Resources
UPES Moot Court Society, National Law School Competition Calendars, Faculty Coaches
Career Connection
Develops essential courtroom skills, boosts confidence, and provides national exposure and networking opportunities.
Advanced Stage
Master Insolvency and Financial Regulations- (Semester 7-8)
Deeply engage with the specialization courses, particularly Insolvency and Bankruptcy Law, Banking Law, and Project Finance. Aim for practical understanding of the Insolvency and Bankruptcy Code (IBC) by analyzing real-world cases and judicial pronouncements from NCLT/NCLAT.
Tools & Resources
Insolvency Law Reports, NCLT/NCLAT Websites, IBBI Publications, Advanced Workshops on IBC
Career Connection
Direct preparation for roles as insolvency professionals, legal advisors to resolution applicants, or in corporate restructuring.
Secure Strategic Internships & Dissertation in BFSI- (Summer after Semester 6, Semester 7-8 (for dissertation))
Undertake a substantial internship (e.g., 6-8 weeks) at a leading law firm specializing in BFSI or an asset reconstruction company. Align your dissertation topic with a contemporary issue in banking, finance, or insolvency law, utilizing the internship experience for research.
Tools & Resources
University''''s Placement Department, Top-tier Law Firms (e.g., Cyril Amarchand Mangaldas, AZB & Partners), Corporate Legal Teams
Career Connection
Leads to deep specialization, potential pre-placement offers, and a strong professional network, enhancing job prospects significantly.
Prepare for Specialization-Specific Certifications/Exams- (Semester 8-10 (continuous preparation))
Alongside academic studies, consider preparing for relevant certifications or competitive exams such as the Insolvency Professional Examination by IBBI, or certifications in financial regulations. Stay updated with amendments in banking and corporate laws.
Tools & Resources
IBBI Website, Online Courses on Financial Regulations, Legal News Portals (LiveLaw, Bar and Bench)
Career Connection
Boosts employability, provides a competitive edge, and demonstrates commitment to the specialization, opening doors to niche roles.
Program Structure and Curriculum
Eligibility:
- Min. 50% Marks in 10th & 12th; Appearing for CLAT/LSAT—India/UPES Law Studies Aptitude Test (ULSAT).
Duration: 5 years (10 semesters)
Credits: 200 Credits
Assessment: Assessment pattern not specified
Semester-wise Curriculum Table
Semester 1
| Subject Code | Subject Name | Subject Type | Credits | Key Topics |
|---|---|---|---|---|
| BAL 1001 | Legal Methods, Research and Writing | Core | 4 | Basic Concepts of Law, Sources of Law, Legal Research, Legal Writing, Statutory Interpretation |
| BAL 1002 | Law of Torts and Consumer Protection | Core | 4 | General Principles of Tortious Liability, Specific Torts, Defences, Consumer Protection Act, Consumer Grievance Redressal |
| BAL 1003 | Family Law I | Core | 4 | Sources of Hindu Law, Marriage and Divorce, Maintenance, Adoption, Guardianship |
| BAL 1004 | History of Law in India | Core | 4 | Ancient Indian Legal System, Medieval Period, British Administration of Justice, Major Legislations, Constitutional Developments |
| BAL 1005 | Political Science I: Theory and Practice | Core | 4 | State and Sovereignty, Rights and Justice, Forms of Government, Political Systems, Classical Political Thought |
| BAL 1006 | General English and Communication Skills I | Core | 2 | Grammar and Usage, Vocabulary Building, Reading Comprehension, Public Speaking, Written Communication |
| BAL 1007 | Moot Court, Internship and Field Visit I (MCIFV I) | Core | 2 | Moot Court Preparation, Legal Research, Case Analysis, Observation of Legal Proceedings, Report Writing |
Semester 2
| Subject Code | Subject Name | Subject Type | Credits | Key Topics |
|---|---|---|---|---|
| BAL 2001 | Law of Contract I | Core | 4 | Formation of Contract, Offer and Acceptance, Consideration, Capacity to Contract, Free Consent |
| BAL 2002 | Constitutional Law I | Core | 4 | Salient Features of Indian Constitution, Preamble, Citizenship, Fundamental Rights, Directive Principles of State Policy |
| BAL 2003 | Family Law II | Core | 4 | Sources of Muslim Law, Marriage and Divorce, Maintenance, Wakfs and Gifts, Inheritance |
| BAL 2004 | Economics I | Core | 4 | Basic Economic Concepts, Demand and Supply Analysis, Market Structures, National Income, Public Finance |
| BAL 2005 | General English and Communication Skills II | Core | 2 | Advanced Grammar, Report Writing, Presentation Skills, Interview Techniques, Professional Correspondence |
| BAL 2006 | Political Science II: Indian Political System | Core | 4 | Indian Federalism, Legislature and Executive, Judiciary in India, Electoral System, Local Self-Government |
| BAL 2007 | Moot Court, Internship and Field Visit II (MCIFV II) | Core | 2 | Advanced Mooting Skills, Legal Drafting, Client Counseling, Court Procedures, Ethical Practice |
Semester 3
| Subject Code | Subject Name | Subject Type | Credits | Key Topics |
|---|---|---|---|---|
| BAL 3001 | Law of Contract II | Core | 4 | Indemnity and Guarantee, Bailment and Pledge, Agency, Sale of Goods Act, Indian Partnership Act |
| BAL 3002 | Constitutional Law II | Core | 4 | Union and State Judiciary, Emergency Provisions, Amendment Procedure, Centre-State Relations, Special Provisions for States |
| BAL 3003 | Criminal Law I (IPC) | Core | 4 | General Principles of Criminal Law, Mens Rea and Actus Reus, Common Intention and Object, Offences Against Person, Offences Against Property |
| BAL 3004 | Environmental Law | Core | 4 | Concept of Environment, Constitutional Provisions, Water Act, Air Act, Environmental Protection Act, International Environmental Law |
| BAL 3005 | Jurisprudence | Core | 4 | Schools of Jurisprudence, Sources of Law, Rights and Duties, Legal Personality, Possession and Ownership |
| BAL 3006 | Economics II | Core | 4 | Macroeconomics, Monetary Policy, Fiscal Policy, Inflation and Unemployment, International Trade |
| BAL 3007 | Moot Court, Internship and Field Visit III (MCIFV III) | Core | 2 | Advanced Trial Advocacy, Client Interviewing, Negotiation and Mediation, Legal Aid Clinics, Professional Etiquette |
Semester 4
| Subject Code | Subject Name | Subject Type | Credits | Key Topics |
|---|---|---|---|---|
| BAL 4001 | Company Law | Core | 4 | Company Formation, Memorandum and Articles of Association, Shares and Debentures, Directors and Meetings, Winding Up of Companies |
| BAL 4002 | Property Law | Core | 4 | Transfer of Property Act, Sale and Mortgage, Lease and Gift, Easements, Registration Act |
| BAL 4003 | Criminal Law II (CrPC) | Core | 4 | Criminal Procedure Code, Arrest, Search, Seizure, Bail Provisions, Investigation and Trial Procedures, Appeals and Revisions |
| BAL 4004 | Administrative Law | Core | 4 | Administrative Action, Delegated Legislation, Administrative Discretion, Judicial Review, Ombudsman and Lokpal |
| BAL 4005 | Civil Procedure Code I | Core | 4 | Jurisdiction of Courts, Res Judicata, Pleadings (Plaint, Written Statement), Parties to Suit, Summons, Discovery, Interrogatories |
| BAL 4006 | Research Project I | Project | 2 | Research Methodology, Literature Review, Data Collection Methods, Legal Analysis, Report Writing |
| BAL 4007 | Moot Court, Internship and Field Visit IV (MCIFV IV) | Core | 2 | Advanced Argumentation, Brief Preparation, Client Interaction, Legal Ethics, Professional Responsibility |
Semester 5
| Subject Code | Subject Name | Subject Type | Credits | Key Topics |
|---|---|---|---|---|
| BAL 5001 | Labour Law I | Core | 4 | Industrial Relations, Trade Unions Act, Industrial Disputes Act, Standing Orders, Collective Bargaining |
| BAL 5002 | Law of Evidence | Core | 4 | Indian Evidence Act, Facts in Issue and Relevant Facts, Admissions and Confessions, Expert Opinion, Burden of Proof |
| BAL 5003 | Public International Law | Core | 4 | Sources of International Law, State Recognition, Treaties and International Agreements, Human Rights Law, International Organizations |
| BAL 5004 | Civil Procedure Code II | Core | 4 | Judgments, Decrees, Orders, Execution of Decrees, Appeals, Reference, Review, Revision, Limitation Act |
| BAL 5005 | Drafting, Pleading & Conveyancing | Core | 4 | General Principles of Drafting, Pleadings (Plaint, Written Statement), Conveyancing (Sale Deed, Mortgage Deed), Legal Documents and Instruments, Court Affidavits |
| BAL 5006 | Research Project II | Project | 2 | Advanced Research Techniques, Data Analysis, Hypothesis Testing, Legal Argumentation, Thesis Writing |
| BAL 5007 | Moot Court, Internship and Field Visit V (MCIFV V) | Core | 2 | Strategic Litigation, Legal Drafting, Public Interest Litigation, Policy Advocacy, Pro Bono Work |
Semester 6
| Subject Code | Subject Name | Subject Type | Credits | Key Topics |
|---|---|---|---|---|
| BAL 6001 | Labour Law II | Core | 4 | Factories Act, Minimum Wages Act, Payment of Wages Act, Employees'''' Compensation Act, Social Security Legislations |
| BAL 6002 | Intellectual Property Rights | Core | 4 | Copyright Act, Patent Act, Trademark Act, Design Act, Geographical Indications |
| BAL 6003 | Private International Law | Core | 4 | Conflict of Laws, Jurisdiction, Choice of Law, Enforcement of Foreign Judgments, Cross-border Family Matters |
| BAL 6004 | Interpretation of Statutes | Core | 4 | Basic Principles of Interpretation, Internal Aids to Interpretation, External Aids to Interpretation, Presumptions in Interpretation, Harmonious and Beneficial Construction |
| BAL 6005 | Alternate Dispute Resolution | Core | 4 | Arbitration, Conciliation, Mediation, Negotiation, Lok Adalats and ODR |
| BAL 6006 | Research Project III | Project | 2 | Independent Research, Critical Analysis, Problem Solving, Thesis Development, Oral Presentation of Findings |
| BAL 6007 | Moot Court, Internship and Field Visit VI (MCIFV VI) | Core | 2 | Advanced Legal Ethics, Professional Conduct, Client Confidentiality, Advocacy Skills, Bar Council Regulations |
Semester 7
| Subject Code | Subject Name | Subject Type | Credits | Key Topics |
|---|---|---|---|---|
| BALBFS 7001 | Banking Law and Regulation | Specialization Elective | 4 | Banking Regulation Act, RBI Act, Negotiable Instruments Act, Banker-Customer Relationship, Types of Banks and Credit Facilities |
| BALBFS 7002 | Financial Markets and Institutions | Specialization Elective | 4 | Indian Financial System, Money Market, Capital Market, SEBI Regulations, Stock Exchanges and Financial Intermediaries |
| BALBFS 7003 | Law of Security and Securitisation | Specialization Elective | 4 | Types of Securities, SARFAESI Act, Securitization, Asset Reconstruction Companies, Debt Recovery Tribunals and Mortgage |
| BAL 7004 | Internship and Dissertation I | Core | 6 | Legal Practice Observation, Research Methodology, Dissertation Writing Basics, Field Experience, Case Studies |
Semester 8
| Subject Code | Subject Name | Subject Type | Credits | Key Topics |
|---|---|---|---|---|
| BALBFS 8001 | Insolvency and Bankruptcy Law | Specialization Elective | 4 | Insolvency and Bankruptcy Code (IBC), Corporate Insolvency Resolution Process (CIRP), Liquidation Process, Individual Insolvency, Insolvency Professionals |
| BALBFS 8002 | Mergers & Acquisitions | Specialization Elective | 4 | Types of M&A Transactions, Legal Framework of M&A, SEBI Regulations on M&A, Competition Act and M&A, Due Diligence in Corporate Restructuring |
| BALBFS 8003 | Project Finance | Specialization Elective | 4 | Project Finance Structures, Risk Assessment in Projects, Debt and Equity Financing, Legal Documentation in Project Finance, Infrastructure Project Funding |
| BAL 8004 | Internship and Dissertation II | Core | 6 | Advanced Legal Research, Dissertation Completion, Professional Development, Public Policy Implications, Ethical Considerations in Research |




