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BA-LLB-HONS in Banking Insolvency Laws at University of Petroleum and Energy Studies

UPES, Dehradun is a premier UGC-recognized private university established in 2003. Known for its industry-aligned specialized programs across 9 schools, including Engineering, Management, and Law, it features a 44-acre campus. UPES boasts strong placements with a highest CTC of INR 50 LPA and is consistently ranked among India's top universities.

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Dehradun, Uttarakhand

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About the Specialization

What is Banking & Insolvency Laws at University of Petroleum and Energy Studies Dehradun?

This Banking, Finance & Insolvency Law program at University of Petroleum and Energy Studies focuses on the intricate legal frameworks governing financial institutions, capital markets, and corporate distress resolution. Given India''''s rapidly evolving financial sector and the implementation of the Insolvency and Bankruptcy Code, this specialization addresses a critical demand for legal professionals adept in navigating complex financial regulations and restructuring processes.

Who Should Apply?

This program is ideal for aspiring legal professionals, recent law graduates, and those looking to specialize in India''''s dynamic banking and financial sectors. It caters to individuals keen on understanding corporate finance, debt recovery, and insolvency proceedings, preparing them for roles in banks, financial institutions, law firms, and regulatory bodies.

Why Choose This Course?

Graduates of this program can expect to pursue India-specific career paths as legal advisors, corporate lawyers, insolvency professionals, or regulators. Entry-level salaries typically range from INR 4-7 LPA, with experienced professionals earning significantly higher. Graduates are well-prepared for roles in the Debt Recovery Tribunals, NCLT, and can align with certifications like the Insolvency Professional Examination.

Student Success Practices

Foundation Stage

Build a Strong Legal Foundation with Case Briefing- (Semester 1-2)

Focus on understanding fundamental legal concepts from core subjects like Torts, Contracts, and Constitutional Law. Develop a habit of preparing comprehensive case briefs for every major case discussed, summarizing facts, issues, arguments, and judgments.

Tools & Resources

Manupatra, SCC Online, Library Resources

Career Connection

Essential for critical legal analysis, a core skill for any legal profession, aiding in future legal research and drafting.

Enhance Communication and Research Skills Early- (Semester 1-2)

Actively participate in General English and Communication Skills classes. Join the moot court society and engage in preliminary legal research for inter-college competitions. Practice public speaking and structured writing to articulate legal arguments clearly.

Tools & Resources

UPES Moot Court Society, College Debate Clubs, Legal Writing Workshops, Grammarly

Career Connection

Strong communication and research are vital for effective advocacy, legal drafting, and client interaction in any law career.

Engage in Foundational Legal Internships- (Summer after Semester 2)

Utilize summer breaks after the first year for short internships with local lawyers or NGOs to gain initial exposure to the Indian legal system. Observe court proceedings, understand basic legal documentation, and connect classroom learning with real-world applications.

Tools & Resources

University Career Services, Local Bar Associations, Personal Networking, Online Internship Platforms

Career Connection

Provides practical insights, helps in career path clarity, and builds a foundational professional network.

Intermediate Stage

Specialize through Electives and Advanced Research- (Semester 3-5)

As core subjects progress, start identifying areas of interest. Choose relevant law electives, particularly those related to corporate law, finance, or business. Begin a research project on a topic within Banking, Finance & Insolvency Law to delve deeper into the specialization.

Tools & Resources

Faculty Mentors, Specialized Law Journals, Corporate Law Databases, NCLT/DRT Judgments

Career Connection

Builds specialized knowledge, enhances research capabilities, and creates a strong profile for the chosen niche.

Pursue Structured Internships in BFSI Sector- (Summer after Semester 4, Semester 5 break)

Seek internships with law firms having a banking/finance practice, banks'''' legal departments, or financial institutions. Focus on understanding loan documentation, regulatory compliance, and early stages of debt recovery.

Tools & Resources

LinkedIn, Internshala, University Placement Cell, Industry Contacts, UPES Alumni Network

Career Connection

Gaining direct industry exposure is crucial for networking, practical skill development, and securing pre-placement offers.

Participate in National Level Moot Court Competitions- (Semester 3-5)

Engage in moot court competitions focusing on corporate, banking, or insolvency law. This refines advocacy, research, and legal argumentation skills under simulated court scenarios, preparing for high-pressure legal environments.

Tools & Resources

UPES Moot Court Society, National Law School Competition Calendars, Faculty Coaches

Career Connection

Develops essential courtroom skills, boosts confidence, and provides national exposure and networking opportunities.

Advanced Stage

Master Insolvency and Financial Regulations- (Semester 7-8)

Deeply engage with the specialization courses, particularly Insolvency and Bankruptcy Law, Banking Law, and Project Finance. Aim for practical understanding of the Insolvency and Bankruptcy Code (IBC) by analyzing real-world cases and judicial pronouncements from NCLT/NCLAT.

Tools & Resources

Insolvency Law Reports, NCLT/NCLAT Websites, IBBI Publications, Advanced Workshops on IBC

Career Connection

Direct preparation for roles as insolvency professionals, legal advisors to resolution applicants, or in corporate restructuring.

Secure Strategic Internships & Dissertation in BFSI- (Summer after Semester 6, Semester 7-8 (for dissertation))

Undertake a substantial internship (e.g., 6-8 weeks) at a leading law firm specializing in BFSI or an asset reconstruction company. Align your dissertation topic with a contemporary issue in banking, finance, or insolvency law, utilizing the internship experience for research.

Tools & Resources

University''''s Placement Department, Top-tier Law Firms (e.g., Cyril Amarchand Mangaldas, AZB & Partners), Corporate Legal Teams

Career Connection

Leads to deep specialization, potential pre-placement offers, and a strong professional network, enhancing job prospects significantly.

Prepare for Specialization-Specific Certifications/Exams- (Semester 8-10 (continuous preparation))

Alongside academic studies, consider preparing for relevant certifications or competitive exams such as the Insolvency Professional Examination by IBBI, or certifications in financial regulations. Stay updated with amendments in banking and corporate laws.

Tools & Resources

IBBI Website, Online Courses on Financial Regulations, Legal News Portals (LiveLaw, Bar and Bench)

Career Connection

Boosts employability, provides a competitive edge, and demonstrates commitment to the specialization, opening doors to niche roles.

Program Structure and Curriculum

Eligibility:

  • Min. 50% Marks in 10th & 12th; Appearing for CLAT/LSAT—India/UPES Law Studies Aptitude Test (ULSAT).

Duration: 5 years (10 semesters)

Credits: 200 Credits

Assessment: Assessment pattern not specified

Semester-wise Curriculum Table

Semester 1

Subject CodeSubject NameSubject TypeCreditsKey Topics
BAL 1001Legal Methods, Research and WritingCore4Basic Concepts of Law, Sources of Law, Legal Research, Legal Writing, Statutory Interpretation
BAL 1002Law of Torts and Consumer ProtectionCore4General Principles of Tortious Liability, Specific Torts, Defences, Consumer Protection Act, Consumer Grievance Redressal
BAL 1003Family Law ICore4Sources of Hindu Law, Marriage and Divorce, Maintenance, Adoption, Guardianship
BAL 1004History of Law in IndiaCore4Ancient Indian Legal System, Medieval Period, British Administration of Justice, Major Legislations, Constitutional Developments
BAL 1005Political Science I: Theory and PracticeCore4State and Sovereignty, Rights and Justice, Forms of Government, Political Systems, Classical Political Thought
BAL 1006General English and Communication Skills ICore2Grammar and Usage, Vocabulary Building, Reading Comprehension, Public Speaking, Written Communication
BAL 1007Moot Court, Internship and Field Visit I (MCIFV I)Core2Moot Court Preparation, Legal Research, Case Analysis, Observation of Legal Proceedings, Report Writing

Semester 2

Subject CodeSubject NameSubject TypeCreditsKey Topics
BAL 2001Law of Contract ICore4Formation of Contract, Offer and Acceptance, Consideration, Capacity to Contract, Free Consent
BAL 2002Constitutional Law ICore4Salient Features of Indian Constitution, Preamble, Citizenship, Fundamental Rights, Directive Principles of State Policy
BAL 2003Family Law IICore4Sources of Muslim Law, Marriage and Divorce, Maintenance, Wakfs and Gifts, Inheritance
BAL 2004Economics ICore4Basic Economic Concepts, Demand and Supply Analysis, Market Structures, National Income, Public Finance
BAL 2005General English and Communication Skills IICore2Advanced Grammar, Report Writing, Presentation Skills, Interview Techniques, Professional Correspondence
BAL 2006Political Science II: Indian Political SystemCore4Indian Federalism, Legislature and Executive, Judiciary in India, Electoral System, Local Self-Government
BAL 2007Moot Court, Internship and Field Visit II (MCIFV II)Core2Advanced Mooting Skills, Legal Drafting, Client Counseling, Court Procedures, Ethical Practice

Semester 3

Subject CodeSubject NameSubject TypeCreditsKey Topics
BAL 3001Law of Contract IICore4Indemnity and Guarantee, Bailment and Pledge, Agency, Sale of Goods Act, Indian Partnership Act
BAL 3002Constitutional Law IICore4Union and State Judiciary, Emergency Provisions, Amendment Procedure, Centre-State Relations, Special Provisions for States
BAL 3003Criminal Law I (IPC)Core4General Principles of Criminal Law, Mens Rea and Actus Reus, Common Intention and Object, Offences Against Person, Offences Against Property
BAL 3004Environmental LawCore4Concept of Environment, Constitutional Provisions, Water Act, Air Act, Environmental Protection Act, International Environmental Law
BAL 3005JurisprudenceCore4Schools of Jurisprudence, Sources of Law, Rights and Duties, Legal Personality, Possession and Ownership
BAL 3006Economics IICore4Macroeconomics, Monetary Policy, Fiscal Policy, Inflation and Unemployment, International Trade
BAL 3007Moot Court, Internship and Field Visit III (MCIFV III)Core2Advanced Trial Advocacy, Client Interviewing, Negotiation and Mediation, Legal Aid Clinics, Professional Etiquette

Semester 4

Subject CodeSubject NameSubject TypeCreditsKey Topics
BAL 4001Company LawCore4Company Formation, Memorandum and Articles of Association, Shares and Debentures, Directors and Meetings, Winding Up of Companies
BAL 4002Property LawCore4Transfer of Property Act, Sale and Mortgage, Lease and Gift, Easements, Registration Act
BAL 4003Criminal Law II (CrPC)Core4Criminal Procedure Code, Arrest, Search, Seizure, Bail Provisions, Investigation and Trial Procedures, Appeals and Revisions
BAL 4004Administrative LawCore4Administrative Action, Delegated Legislation, Administrative Discretion, Judicial Review, Ombudsman and Lokpal
BAL 4005Civil Procedure Code ICore4Jurisdiction of Courts, Res Judicata, Pleadings (Plaint, Written Statement), Parties to Suit, Summons, Discovery, Interrogatories
BAL 4006Research Project IProject2Research Methodology, Literature Review, Data Collection Methods, Legal Analysis, Report Writing
BAL 4007Moot Court, Internship and Field Visit IV (MCIFV IV)Core2Advanced Argumentation, Brief Preparation, Client Interaction, Legal Ethics, Professional Responsibility

Semester 5

Subject CodeSubject NameSubject TypeCreditsKey Topics
BAL 5001Labour Law ICore4Industrial Relations, Trade Unions Act, Industrial Disputes Act, Standing Orders, Collective Bargaining
BAL 5002Law of EvidenceCore4Indian Evidence Act, Facts in Issue and Relevant Facts, Admissions and Confessions, Expert Opinion, Burden of Proof
BAL 5003Public International LawCore4Sources of International Law, State Recognition, Treaties and International Agreements, Human Rights Law, International Organizations
BAL 5004Civil Procedure Code IICore4Judgments, Decrees, Orders, Execution of Decrees, Appeals, Reference, Review, Revision, Limitation Act
BAL 5005Drafting, Pleading & ConveyancingCore4General Principles of Drafting, Pleadings (Plaint, Written Statement), Conveyancing (Sale Deed, Mortgage Deed), Legal Documents and Instruments, Court Affidavits
BAL 5006Research Project IIProject2Advanced Research Techniques, Data Analysis, Hypothesis Testing, Legal Argumentation, Thesis Writing
BAL 5007Moot Court, Internship and Field Visit V (MCIFV V)Core2Strategic Litigation, Legal Drafting, Public Interest Litigation, Policy Advocacy, Pro Bono Work

Semester 6

Subject CodeSubject NameSubject TypeCreditsKey Topics
BAL 6001Labour Law IICore4Factories Act, Minimum Wages Act, Payment of Wages Act, Employees'''' Compensation Act, Social Security Legislations
BAL 6002Intellectual Property RightsCore4Copyright Act, Patent Act, Trademark Act, Design Act, Geographical Indications
BAL 6003Private International LawCore4Conflict of Laws, Jurisdiction, Choice of Law, Enforcement of Foreign Judgments, Cross-border Family Matters
BAL 6004Interpretation of StatutesCore4Basic Principles of Interpretation, Internal Aids to Interpretation, External Aids to Interpretation, Presumptions in Interpretation, Harmonious and Beneficial Construction
BAL 6005Alternate Dispute ResolutionCore4Arbitration, Conciliation, Mediation, Negotiation, Lok Adalats and ODR
BAL 6006Research Project IIIProject2Independent Research, Critical Analysis, Problem Solving, Thesis Development, Oral Presentation of Findings
BAL 6007Moot Court, Internship and Field Visit VI (MCIFV VI)Core2Advanced Legal Ethics, Professional Conduct, Client Confidentiality, Advocacy Skills, Bar Council Regulations

Semester 7

Subject CodeSubject NameSubject TypeCreditsKey Topics
BALBFS 7001Banking Law and RegulationSpecialization Elective4Banking Regulation Act, RBI Act, Negotiable Instruments Act, Banker-Customer Relationship, Types of Banks and Credit Facilities
BALBFS 7002Financial Markets and InstitutionsSpecialization Elective4Indian Financial System, Money Market, Capital Market, SEBI Regulations, Stock Exchanges and Financial Intermediaries
BALBFS 7003Law of Security and SecuritisationSpecialization Elective4Types of Securities, SARFAESI Act, Securitization, Asset Reconstruction Companies, Debt Recovery Tribunals and Mortgage
BAL 7004Internship and Dissertation ICore6Legal Practice Observation, Research Methodology, Dissertation Writing Basics, Field Experience, Case Studies

Semester 8

Subject CodeSubject NameSubject TypeCreditsKey Topics
BALBFS 8001Insolvency and Bankruptcy LawSpecialization Elective4Insolvency and Bankruptcy Code (IBC), Corporate Insolvency Resolution Process (CIRP), Liquidation Process, Individual Insolvency, Insolvency Professionals
BALBFS 8002Mergers & AcquisitionsSpecialization Elective4Types of M&A Transactions, Legal Framework of M&A, SEBI Regulations on M&A, Competition Act and M&A, Due Diligence in Corporate Restructuring
BALBFS 8003Project FinanceSpecialization Elective4Project Finance Structures, Risk Assessment in Projects, Debt and Equity Financing, Legal Documentation in Project Finance, Infrastructure Project Funding
BAL 8004Internship and Dissertation IICore6Advanced Legal Research, Dissertation Completion, Professional Development, Public Policy Implications, Ethical Considerations in Research
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